Best Investors Account Sign in

Terri K Criswell

Raymond James & Associates, Inc.

Las Vegas, NV

CRD 2492331

Claim This Profile
Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-05-20
  • NV RA
    APPROVED
    Since 2024-05-20

Branch Locations

10801 W. Charleston Blvd Suite 120, Las Vegas, NV 89135 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Las Vegas NV 03/2008 05/2024
Raymond James & Associates Las Vegas NV 05/2024 Present
  • 03/2008 → 05/2024
    Rbc Capital Markets Corporation
    Las Vegas, NV
  • 05/2024 → Present
    Raymond James & Associates
    Las Vegas, NV
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-03
S63 Uniform Securities Agent State Law Examination 1997-03-01
  • S65 Uniform Investment Adviser Law Examination
    2001-05-03
  • S63 Uniform Securities Agent State Law Examination
    1997-03-01
Other Names
  • Terri K Morrison
  • Terri K Tunnell
  • Terri Kathren Morrison

View on SEC IAPD

Nearby Firms

YH&C INVESTMENTS INC.
MM MACHINE, LLC
QUANTIFIX CAPITAL MANAGEMENT, LLC

Nearby Investors

YALE BOCK
Juan Manuel Mardueno Rodriguez
Sariguli Tuersun

Nearby Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV

More in Las Vegas, NV

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor