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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-10-31 |
Branch Locations
4901 Glenwood Avenue Suite 100, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lake Lure Properties, Inc | Lake Lure | NC | 07/2014 | 11/2017 |
| Ftb Advisors | Raleigh | NC | 11/2017 | 06/2023 |
| Lpl Financial | Raleigh | NC | 10/2024 | Present |
| South State Bank | Raleigh, | NC | 06/2023 | Present |
1) 09/2024 - SouthState Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 2) 09/2024 - SOUTH STATE BANK / Private Banker / Financial Institution Duty / Inv. Related / Raleigh, NC / Start date 06/05/2023 - 160 hrs per month -100% Time Spent
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-04-12 |
| S65 | Uniform Investment Adviser Law Examination | 1996-07-05 |
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