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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-09-21
  • CA RA
    APPROVED
    Since 2015-09-21

Branch Locations

757 Main Street, Colusa, CA 95932 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc Colusa CA 09/2015 Present
Raymond James Financial Services Advisors Inc. Colusa CA 09/2015 Present
Boyes Financial Services Colusa CA 02/2016 07/2018
Previous Registrations
Other Businesses

(1)Name of Business: Boyes Financial Services Address: 757 Main St, Colusa, CA, 95932, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/22/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I am the owner of Boyes Financial Services and oversee all activities in the branch which is supervised by Steve Heitecher my branch manager. We are a full service brokerage office. (2)Name of Business: Colusa County Athletic Hall of Fame Address: 1991 Spring Valley Road, Williams, CA, 95987, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 01/22/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Chairman, I organize a committee that selects athletes for induction, it includes high school students as well as former athletes and teams. We have an annual dinner which is an awards ceremony. (3)Name of Business: V N Ranches Address: 1991 Spring Valley Road, Williams, CA, 95987, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/22/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 11-20 Description of duties: I am partners with my wife in a small ranching operation. It is located on some property we own. Its a partnership with just the two of us.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-13
S63 Uniform Securities Agent State Law Examination 1994-08-17
  • S66 Uniform Combined State Law Examination
    2007-12-13
  • S63 Uniform Securities Agent State Law Examination
    1994-08-17
Other Names
  • Vance R Boyes

View on SEC IAPD

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