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Perthilda Joyce Sherven

Ubs Financial Services Inc.

Spokane, WA

Spokane, WA

Spokane, WA

Spokane, WA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2004-02-04
  • WA RA
    APPROVED
    Since 2004-02-04

Branch Locations

601 W Riverside Ave Suite 1700, Spokane, WA 99201 • United States

601 W. Riverside Avenue, Spokane, WA 99201 • United States

Spokane, WA • United States

Spokane, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Spokane WA 06/2001 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-31
S63 Uniform Securities Agent State Law Examination 1994-07-09
  • S66 Uniform Combined State Law Examination
    2004-01-31
  • S63 Uniform Securities Agent State Law Examination
    1994-07-09
Other Names
  • Joyce Sherven

View on SEC IAPD

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