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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-12-20
CA RA APPROVED 2011-12-06
  • TX RA
    APPROVED_RES
    Since 2011-12-20
  • CA RA
    APPROVED
    Since 2011-12-06

Branch Locations

180 S Lake Ave Ste 620, Pasadena, CA 91101 • United States

Pasadena, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pasadena CA 12/2011 03/2020
Cameron, Murphy & Spangler, Inc. Pasadena CA 01/2013 Present
Ameriprise Financial Services, Llc Pasadena CA 03/2020 Present
  • 12/2011 → 03/2020
    Ameriprise Financial Services, Inc.
    Pasadena, CA
  • 01/2013 → Present
    Cameron, Murphy & Spangler, Inc.
    Pasadena, CA
  • 03/2020 → Present
    Pasadena, CA
Previous Registrations
  • 2013-01-16 → 2013-02-06
    Cameron, Murphy & Spangler, Inc.
    Pasadena, CA
  • 2010-02-02 → 2012-01-23
    Cameron, Murphy & Spangler, Inc.
    Pasadena, CA
    Pasadena, CA
Other Businesses

Real Estate Ownership; Single Family; 4 Arnprior PlaceAlloway, Ayrshire, KA74PTScotlandUK, ,; ; 01/01/2006 / Commercial; 7127 Vineland ave, Los Angeles 91505, ,; Not Investment-Related; 12/01/2012. Business Ownership; Lion Hospitality Group DBA Lord Empenada; Minority interest of 15%; Bakery; 1540 S. Myrtle Ave., , Monrovia, CA, 91016; Not Investment-Related; 07/07/2021; 0 hours per month; 0 during trading hours / Ayr United Football Club; NA; Professional Football Club; Somerset Park, Tryfield Place, , Ayr, Scotland, CA, 00000; Not Investment-Related; 07/01/2005; 0 hours per month; 0 during trading hours / Cameron Murphy & Spangler; Owner; It's the company that signed up with Ameriprise; 180 S Lake Ave STE 620 , , Pasadena, CA, 91101; Investment-Related; 08/01/1991; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Mayfield Senior School; Varsity Soccer Coach - Varsity Soccer Coach; ; 500 Bellefontaine St, , Pasadena, CA, 91105; Not Investment-Related; 11/01/2001; 20 to 39 hours per month; 0 during trading hours. Other Business Activities; Black & White 1910; LLC formed for sole purpose of a travel group; oakland ave, , Pasadena, CA, 91101; Not Investment-Related; 03/02/2020; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-12-01
  • S63 Uniform Securities Agent State Law Examination
    1995-12-01

View on SEC IAPD

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