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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-06 |
| FL | RA | APPROVED | 2025-02-21 |
Branch Locations
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | West Palm Beach | FL | 06/2009 | 02/2022 |
| Morgan Stanley Smith Barney Llc | Fort Lauderdale | FL | 02/2025 | Present |
| Retired | Fort Lauderdale | FL | 03/2022 | 01/2025 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-03-14 |
| S66 | Uniform Combined State Law Examination | 2007-09-18 |
| S65 | Uniform Investment Adviser Law Examination | 1999-03-26 |
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