Richard Gerard Gerczak

Employer firm

Ballast Advisors, LLC CRD 285991

$674M regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1994 → 02/2017
  Ameriprise Financial Services, Inc.
  Arden Hills, MN
• 04/1995 → 02/2017
  Ameriprise Financial Services, Inc.
  Arden Hills, MN
• 02/2017 → Present
  Ballast Advisors, Llc
  St. Paul, MN

Previous Registrations

• 1995-04-20 → 2017-02-03
  Ameriprise Financial Services, Llc
  Eden Prairie, MN
  Arden Hills, MN
  River Falls, WI
  River Falls, WI

Other Businesses

REAL ESTATE OWNERSHIP; COMMERCIAL; ARDEN HILLS, MINNESOTA 55112. BUSINESS OWNERSHIP; PLOT SQUATTERS; VICE PRESIDENT; REAL ESTATE; ARDEN HILLS, MN 55112; 1-9 HOURS PER MONTH. OTHER BUSINESS ACTIVITIES; INDEPENDENT INSURANCE AGENT WITH VARIOUS INSURANCE COMPANIES; INVESTMENT RELATED.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-06-07

Designations

• Certified Financial Planner

Other Names

• Rich Gerczak