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Hicks Capital Management, LLC CRD 158609
$345M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4200 Regent Street, Suite 200, Columbus, OH 43219 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-05-14 |
Branch Locations
4200 Regent Street, Suite 200, Columbus, OH 43219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 04/2013 | Present |
| Hicks Capital Management | Columbus | OH | 04/2013 | Present |
1) HICKS CAPITAL MANAGEMENT. RIA. INVESTMENT RELATED. 4200 REGENT STREET, STE 200. COLUMBUS, OH 43219. INDEPENDENT REGISTERED INVESTMENT ADVISOR. CHIEF COMPLIANCE OFFICER. 04/2013. 160 HRS/MO. CHIEF COMPLIANCE OFFICER. 2) NOTARY. NOT INVESTMENT-RELATED. LOCATED AT 6212 MARSHALL BAY CIR, GROVE CITY, OH 43126. NOTARY. START: 07/2023. NOTARIZE SIGNATURE ON DOCUMENTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-07-06 |
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