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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Dallas | TX | 12/1997 | 04/2021 |
| Xo Wealth Management | Dallas | TX | 04/2021 | 04/2022 |
| Venture.CO Brokerage Services, Llc | Dallas | TX | 04/2022 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Frisco | TX | 11/2023 | Present |
| Bank Of America, N.A. | Frisco | TX | 01/2024 | Present |
LOWNDES SQUARE CAPITAL MANAGMENT, LLC, 14785 PRESTON ROAD #1000, DALLAS, TX 75454; INVESTMENT-RELATED, CONSULTANT; START DATE 04/2022; 160 HOURS PER MONTH, DURING TRADING HOURS; MAINTAINING AND EXPANDING WHOLESALING ACTIVITIES RELATED TO THE DISTRIBUTION OF REGULATION D SECURITIES. I* 1604273 For profit or not for profit: Name of outside business organization: The GreenHouse Investment related: no Address of business: Frisco, TX Nature of business: Charitable Organization Position, title, association: Committee Start date of relationship: 11/27/2023 Number of hours devoted: 2 weekly Number of hours devoted during trading hours: 0 Duties: Advisory Committee only. Provide a parent's perspective and as an advocate of a special needs adult, act as a resource for the Board of Directors to give insight to the needs and goals of the organization and facility. I* 1604279 For profit or not for profit: Name of outside business organization: The GreenHouse Investment related: no Address of business: Frisco, TX Nature of business: Charitable Organization Position, title, association: Committee Start date of relationship: 11/27/2023 Number of hours devoted: 2 weekly Number of hours devoted during trading hours: 0 Duties: Advisory Committee only. Act as resource to Board of Directors from parent's perspective and advocate of high complex special needs adults
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-06-18 |
| S65 | Uniform Investment Adviser Law Examination | 2021-10-24 |
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