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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2011-01-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins Co | Milwaukee | WI | 08/1991 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 04/1994 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2014 | Present |
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. GROSS FINANCIAL GROUP, LLC, 100% OWNER, 7701 FORSYTH BLVD, 10TH FLOOR, ST.LOUIS, MO 63105, INCORPORATING AS MANAGING PARTNER FOR NORTHWESTERN MUTUAL BUSINESS, START DATE 9/30/11. SECRETARY, VARIETY, 2200 WESTPORT PLAZA #2, ST. LOUIS, , MISSOURI, 63146, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 4/27/2016, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SECRETARY ... READ AND APPROVE MINUTES FOR BOARD MEETING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-16 |
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