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Paul Homer Massey

LPl Financial LLC

Plano, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-01
  • TX RA
    APPROVED
    Since 2024-10-01

Branch Locations

7500 Dallas Parkway Ste 485, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Frisco TX 11/2010 09/2024
Raymond James Financial Services Advisors, Inc. Frisco TX 11/2010 09/2024
Paul Massey & Associates Inc. Frisco TX 12/2010 Present
The Noble Group Plano TX 12/2010 Present
Lpl Financial Llc Plano TX 09/2024 Present
Previous Registrations
  • 2010-12-16 → 2024-10-08
    Lewisville, TX
    Plano, TX
  • 2008-11-11 → 2010-12-08
    Securities America Advisors, Inc.
    Dallas, TX
  • 2003-06-26 → 2008-11-13
    Osaic Fa, Inc.
    Dallas, TX
    Addison, TX
  • 2003-01-08 → 2003-07-16
    Independent Advisers Group Corp
    Addison, TX
  • 2003-01-07 → 2003-07-09
    Paul Massey & Associates, Inc.
  • 2002-10-09 → 2002-12-31
    Paul Massey & Associates, Inc.
    Addison, TX
Other Businesses

1- 09/2024 / Paul Massey & Associates, INC / Business Entity For Tax/Investment Purposes Only / Inv Rltd / start 01/01/2000 2- 09/2024 / Paul Massey LLC / Insurance Agency / Inv Rltd / 4 hrs mnth / 1 hrs during trading / start 10/01/2024 3- 09/2024 / Paul Massey LLC / Non-Variable Insurance / Inv Rltd / 1 hrs mnth / start 11/23/2015 4- 09/2024 / Paul Massey (individually) / Notary / Inv Rltd / 1 hrs mnth / 1 hrs durting trading / start 01/01/2010 5- 09/2024 / The Noble Group / DBA for LPL Business (entity for LPL business) / Inv Rltd / 160 hrs mnth / 40 hr during trading / start 12/01/2010

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-09
S63 Uniform Securities Agent State Law Examination 1994-07-14
  • S66 Uniform Combined State Law Examination
    2002-04-09
  • S63 Uniform Securities Agent State Law Examination
    1994-07-14

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