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Current Employers
Shehu Asset Management, Llc

88 Railstone Drive, Southbury, CT 06488 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-12-14
  • CT RA
    APPROVED
    Since 2020-12-14

Branch Locations

88 Railstone Drive, Southbury, CT 06488 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Glastonbury CT 09/2014 11/2016
Wells Fargo Clearing Services, Llc Glastonbury CT 11/2016 02/2019
Lpl Financial Llc Glastonbury CT 02/2019 09/2020
Shehu Asset Management, Llc Southbury CT 09/2020 Present
Previous Registrations
  • 2019-02-15 → 2020-09-25
    Glastonbury, CT
  • 2014-11-12 → 2019-02-20
    Glastonbury, CT
  • 2009-06-19 → 2014-08-15
    Shehu Asset Management, Llc
    Southbury, CT
  • 2001-01-05 → 2002-09-27
    Prudential Equity Group, Llc
    Hartford, CT
Other Businesses

S S LaundryLLC; non investment-related; 310 SMain St; Thomaston, CT 06787; Self serve laundry; Manager; Sole Member; 2021; 5 hours; none; manager.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-11-23
S65 Uniform Investment Adviser Law Examination 2009-05-16
  • S63 Uniform Securities Agent State Law Examination
    2014-11-23
  • S65 Uniform Investment Adviser Law Examination
    2009-05-16
Other Names
  • Sam Shehu
  • Samir Shehu

View on SEC IAPD

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