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Current Employers
Wealthcare Advisory Partners Llc

1065 Andrew Drive, West Chester, PA 19380 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2016-10-27
  • MD RA
    APPROVED
    Since 2016-10-27

Branch Locations

1021 Wiltshire Drive, La Plata, MD 20646 • United States

1065 Andrew Drive, West Chester, PA 19380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed La Plata MD 06/2016 10/2016
Lpl Financial, Llc La Plata MD 10/2016 Present
Wealthcare Advisory Partners Llc Richmond VA 11/2016 Present
  • 06/2016 → 10/2016
    Unemployed
    La Plata, MD
  • 10/2016 → Present
    Lpl Financial, Llc
    La Plata, MD
  • 11/2016 → Present
    Richmond, VA
Previous Registrations
  • 2008-06-01 → 2016-06-17
    Waldorf, MD
    Midlothian, VA
    Waldorf, MD
  • 2007-02-21 → 2008-06-01
    Bi Investments, Llc
    Waldorf, MD
  • 2005-11-07 → 2007-03-03
    Uvest Financial Services Group, Inc.
    Waldorf, MD
  • 2004-07-29 → 2005-10-27
    M&T Securities, Inc.
    Cheektowaga, NY
  • 2003-09-15 → 2004-07-26
    Glen Burnie, MD
  • 2001-01-30 → 2003-02-10
    Morgan Stanley Dw Inc.
    Washington, DC
Other Businesses

(1) 10/26/2016: FinPoint Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - 2100 E. Cary Street, suite 200, Richmond, VA 23223 - Start 10/06/2016 - 160 Hr/Mo; 7 Hour(s) During Securities Trading; 100% Time Spent (2) 11/03/2016: Wealthcare Advisory Partners LLC - Registered Investment Advisor - DBA: (Hybrid) Wealthcare Advisory Partners LLC - Investment Related - 2100 E. Cary St. suite 200, Richmond, VA 23223 - Start 10/06/2016 - 160 Hr/Mo; 7 Hour(s) During Securities Trading; 100% Time Spent. (3) 1/13/2017 - Wealthcare Advisory Partners LLC - DBA: (Hybrid) FinPoint Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/6/2016 - 160 Hours Per Month/7 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Wealthcare Advisory Partners, an independent investment advisor firm. I started this business activity in 10/6/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-11
S63 Uniform Securities Agent State Law Examination 1994-06-14
  • S65 Uniform Investment Adviser Law Examination
    1995-12-11
  • S63 Uniform Securities Agent State Law Examination
    1994-06-14
Other Names
  • Rick Hoy
  • Richard H Hoy

View on SEC IAPD

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