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Katharine Vaughan Myers

Morgan Stanley

La Plata, MD

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-12
MD RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2014-02-12
  • MD RA
    APPROVED
    Since 2009-06-01

Branch Locations

107 Centennial Street Suite 102A, La Plata, MD 20646 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Waldorf MD 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
Morgan Stanley La Plata MD 09/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Waldorf, MD
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2015 → Present
    La Plata, MD
Previous Registrations
Other Businesses

*242070- Rental Property - One Bedroom Condo; Investment related: Yes; Alexandria, Virginia; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2015; During business hours: 0; After business hours: 1; Property Management

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-28
S63 Uniform Securities Agent State Law Examination 2007-02-23
  • S65 Uniform Investment Adviser Law Examination
    2007-09-28
  • S63 Uniform Securities Agent State Law Examination
    2007-02-23
Other Names
  • Katie Marie Vaughan
  • Katharine Marie Vaughan

View on SEC IAPD

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