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Gary Thornton Vaughan

Morgan Stanley

La Plata, MD

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-11
DC RA APPROVED 2009-06-01
MD RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • DC RA
    APPROVED
    Since 2009-06-01
  • MD RA
    APPROVED
    Since 2009-06-01

Branch Locations

107 Centennial Street Suite 102A, La Plata, MD 20646 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc La Plata MD 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    La Plata, MD
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2006-02-21 → 2009-06-01
    Waldorf, MD
    New York, NY
    Waldorf, MD
  • 1998-01-29 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Waldorf, MD
Other Businesses

(1) 244221 - RENTAL PROPERTY / INVESTMENT RELATED / LA PLATA, MD / OWNER / START JANUARY 2016 / DURING BUSINESS HOURS: 0 / AFTER BUSINESS HOURS: 1. (2) 304106 - RENTAL PROPERTY / INVESTMENT RELATED / LA PLATA, MD / SOLE PROPRIETOR, OWNER, PARTNER / START OCTOBER 2016 / DURING BUSINESS HOURS: 0 / AFTER BUSINESS HOURS: 0 / LANDLORD. (3) 356572 - RENTAL PROPERTY / INVESTMENT RELATED / PORT TOBACCO, MD / SOLE PROPRIETOR, OWNER / START 01-NOVEMBER-2016 / DURING BUSINESS HOURS: 0 / AFTER BUSINESS HOURS: 1 / PROPERTY MANAGEMENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-25
S63 Uniform Securities Agent State Law Examination 1987-01-14
  • S65 Uniform Investment Adviser Law Examination
    1997-11-25
  • S63 Uniform Securities Agent State Law Examination
    1987-01-14

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