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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-12-02 |
| NY | RA | APPROVED | 2021-03-29 |
| TX | RA | APPROVED | 2012-03-05 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
Silverthorne, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman Llc | Keller | TX | 06/2011 | 09/2022 |
| Neuberger Berman | Boston | MA | 09/2022 | 11/2022 |
| Neuberger Berman | Denver | CO | 11/2022 | Present |
| Neuberger Berman | Dallas | TX | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-24 |
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