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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-12-19 |
Branch Locations
7250 Dallas Parkway Suite120, Plano, TX 75024 • United States
Plano, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Addison | TX | 12/2008 | Present |
1.ADVISORY BOARD MEMBER WITH CASA OF COLLIN COUNTY. 2) Plano City Council / Plano United States,Texas www.plano.gov / Yes/ voters Mayor / No / Member of a legislative body / / Mayor / Start Date 05/17/2017/ end Date 05/17/2021/ Elected No / No. 3) HL Prosperity/ investment related?:yes / 1900 Preston Road #267, Plano, TX, 75093, US/ Speaking on Leadership and Diversity, Equity & Inclusion/ Proprietor / owner/speaking engagement/ start date: 5/10/2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-13 |
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