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Jefferies Investment Advisers LLC CRD 325421
$5.15B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
520 Madison Avenue, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Distributors Llc | Parsonage | NJ | 10/2003 | 05/2019 |
| Goldpoint Partners Llc | New York | NY | 12/2012 | 05/2019 |
| Kidron Capital Securities Llc | New York | NY | 02/2020 | 06/2023 |
| Caisse Dedepot Du Quebec - Cdpq Llc | New York | NY | 05/2019 | 12/2019 |
| Jefferies Llc | New York | NY | 08/2025 | Present |
| Spring Advisory Services | Englewood | NJ | 01/2020 | 08/2025 |
1. Negave Estates LLC Not Investment Related 369 Jones Rd Englewood NJ 07631-ar-Gyora 14 Apt. 10 Raanana Central district 4320888 Israel Nature of Business: Growing of Agave Plants in the Israeli Negev Position: LLC Member Start Date: November 2022 2 hours/month Role: member of the board. 2. TCI Ashira US LLC / Ashira Partners 79 Spring Lane Englewood NJ 07631 Managing Principal Non-investment related. Holder of rental property in Turks and Caicos. 3) Name of the other business: Vintage Investment Partners Is the business investment-related? Yes Address of the other business: Abba Eben 12, Herzliya, Israel Nature of the other business: Vintage Investment Partners is a venture capital Fund of Funds, secondary fund, and co-investment fund based in Israel. Your position, title, or relationship with the other business: Advisory Board Member Start date of your relationship: March 2, 2022 Approximate number of hours/month you devote to the other business: Approximately 1 hour per month on average, consisting of 2 Zoom board calls per year and attendance at an annual meeting. Number of hours you devote to the other business during securities trading hours: Approximately 1 hour twice per year, plus a 2-day conference. Travel expenses are reimbursed. Briefly describe your duties relating to the other business: I serve on the strategic advisory board, providing firm-level guidance on market trends and organizational decisions. I do not participate in investment decisions or fundraising activities, in accordance with my responsibilities as a registered representative. 3. Name of the other business: Columbia Jewish Alumni Association Is the business investment-related? No Address of the other business: 118 Maple Avenue, Rye, NY Nature of the other business: Not-for-profit / Charitable - Alumni Association focused on networking, student support, and combatting anti-Semitism on campus Your position/title/relationship with the business: Treasurer Start date of your relationship: 12/01/2023 End date of your relationship: Ongoing Approximate number of hours/month you devote to the business: 3 hours/month Number of hours/month during securities trading hours: 0 hours/month Brief description of your duties: Attend monthly board meetings; manage financial reporting and ensure compliance with legal and accounting standards.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-23 |
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