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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-01-10 |
Branch Locations
3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States
998 High House Rd, Cary, NC 27513 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Cary | NC | 07/2023 | Present |
| First Horizon Bank | Durham | NC | 11/2021 | 05/2023 |
| First Flight Federal Credit Union | Cary | NC | 07/2021 | 11/2021 |
| Peoples Bank | Raleigh | NC | 11/2018 | 06/2021 |
| Suntrust Bank | Durham | NC | 09/2016 | 11/2018 |
| Pnc Bank | Garner | NC | 12/2014 | 09/2016 |
| Wells Fargo Bank, Na | Cary | NC | 07/2023 | Present |
ONELIFE FITNESS; NOT INV RELATED; APEX, NC; GYM & FITNESS CENTER; KIDS' CLUB ASSOCIATE; START DATE: 12/01/2025; 80 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2023-11-01 |
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