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512 Poyntz Ave Suite 120, Manhattan, KS 66502 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-02 |
| KS | RA | APPROVED | 2022-09-01 |
Branch Locations
512 Poyntz Ave Suite 120, Manhattan, KS 66502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lafayette Life Insurance Co. | Lafayette | IN | 08/1992 | 08/2022 |
| Investacorp Inc | Miami Lakes | FL | 04/1994 | 07/2020 |
| Investacorp Advisory Services | Miami Lakes | FL | 08/2008 | 07/2020 |
| Securities America, Inc. | Manhattan | KS | 07/2020 | 08/2022 |
| Securities America Advisors, Inc. | Manhattan | KS | 07/2020 | 08/2022 |
| Cgn Advisors, Llc | Manhattan | KS | 08/2022 | Present |
| Professional Planning Services, Inc. | Manhattan | KS | 02/1994 | 08/2022 |
HOMECARE AND HOSPICE -NON-Investment Related, Conducted from 3801 VANESTA DRIVE, MANHATTAN, KS 66503. The nature of the Outside Business Activity (OBA) is BOARD MEMBER, my position in the organization is BOARD MEMBER, the duties of this position IS BOARD MEMBER. 10/2016 was the start of the relationship with the other business and 2 hours are devoted to the other business per week and 0 of hours are devoted to the other business during securities trading hours per month. PROFESSIONAL PLANNING SERVICES, INC. POSITION: President of PPS Inc. NATURE: Insurance sales and service INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 08/01/1992 ADDRESS: 4809 Vue Du Lac Place, Suite 205, Manhattan KS 66503 DESCRIPTION: I do a very small, limited amount of insurance sales and service to clients, as needed. GOOD SHEPHERD HOMECARE AND HOSPICE POSITION: Board Member NATURE: Board Member for local homecare and hospice provider. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2016 ADDRESS: 3801 Vanesta Drive, Manhattan KS 66503, United States DESCRIPTION: Vice-Chair of the Board of Directors. We meet monthly to monitor and manage the operation of the agency. SECURITIES AMERICA ADVISORS POSITION: Advisor NATURE: Advisory business INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2008 ADDRESS: 4809 Vue Du Lac Place, Suite 205, Manhattan KS 66503, United States DESCRIPTION: Investment advisory business SHEPHERD'S CROSSING POSITION: Board member NATURE: I serve as a Board Member of a local social service agency. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2021 ADDRESS: 621 Humboldt Street, Manhattatn KS 66502, United States DESCRIPTION: I serve as a board member of this organization that is anecumenical ministry. Shepherd's Crossing offers assistance in three key areas: Budget Counseling | Referrals | Utilities, Rent & Prescription Medication. I do not volunteer as a counselor for budget counseling, etc. I only serve as a board member to the organization. SUNFLOWER CHILDREN'S COLLECTIVE POSITION: Member of Board of Directors INVESTMENT RELATED: No NUMBER OF HOURS: 5 Securities Trading Hours: 2 Start Date: 2025-03-01 ADDRESS: 323 Poyntz Ave Ste101 Manhattan KS 66502 DESCRIPTION: Supporting children through advocacy, safety, prevention, and healing from abuse. RESPONSIBILITY: Basic functions of board member with monthly meetings to review agency activities, financial reports and fundraising activities. WEBSITE: https://www.sunflowerchildrenscollective.org/ CONTACT PERSON: Carson Kober.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-06-07 |
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