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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-07-31 |
| SC | RA | APPROVED | 2022-06-08 |
| CT | RA | APPROVED | 2021-05-13 |
| NY | RA | APPROVED | 2021-04-26 |
| ME | RA | APPROVED | 2017-06-08 |
| TX | RA | APPROVED_RES | 2017-03-27 |
| CA | RA | APPROVED | 2016-06-02 |
| OH | RA | APPROVED | 2016-06-02 |
Branch Locations
120 White Plains Road Suite 100, Tarrytown, NY 10591 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanders Smith Ltd | Tarrytown | NY | 06/1994 | Present |
| Osaic Wealth, Inc | Tarrytown | NY | 02/2006 | Present |
1. SANDERS, SMITH, LTD- LIFE INSURANCE SALES, FEE PLANNING; 1099 EMPLOYEE - 20% TIME SPENT - PETER J RUVOLO QUALIFIED PLAN SOLUTIONS SANDERS SMITH LTD - 120 WHITE PLAINS RD SUITE 100, TARRYTOWN, NY 10591 2. . QUALIFIED PLAN SOLUTIONS POSITION: president NATURE: S Corp INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/19/2022 ADDRESS: 120 White Plains Road, Suite 100, Tarrytown NY 10591, United States DESCRIPTION: Internal Business name for filing taxes and for business expenses
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-26 |
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