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Thomas Robert Baxter

Citigroup Global Markets Inc.

New York, NY

Tuckerton, NJ

Annandale, NJ

Los Angeles, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2010-05-19
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2010-05-19

Branch Locations

Citi Private Bank 388 Greenwich Street, 25Th/29Th Floor, New York, NY 10013 • United States

Tuckerton, NJ • United States

Annandale, NJ • United States

Citi Private Bank 300 South Grand Avenue, Suite 3130, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 05/2007 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-09
S63 Uniform Securities Agent State Law Examination 1994-11-23
  • S65 Uniform Investment Adviser Law Examination
    2010-04-09
  • S63 Uniform Securities Agent State Law Examination
    1994-11-23

View on SEC IAPD

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