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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-09-03 |
| NJ | RA | APPROVED | 2024-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa National Association | New York | NY | 02/2017 | 03/2017 |
| Hsbc Securities (Usa) Inc. | New York | NY | 02/2017 | 03/2017 |
| Unemployed | Ramsey | NJ | 08/2016 | 01/2017 |
| Wells Fargo Bank, Na | Lodi | NJ | 09/2017 | 08/2024 |
| Wells Fargo Clearing Services, Llc | Lodi | NJ | 09/2017 | 08/2024 |
| Unemployed | Ramsey | NJ | 03/2017 | 07/2017 |
| J.P. Morgan Securities Llc | Nyack | NY | 08/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Nyack | NY | 08/2024 | Present |
| Whole Foods Market | New York | NY | 04/2024 | 05/2024 |
| Quest | Ramsey | NJ | 07/2017 | 09/2017 |
| Wells Fargo Advisors, Llc | Lodi | NJ | 09/2017 | 08/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-12 |
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