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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities, Inc. | Duluth | MN | 04/1994 | Present |
| Principal Life Insurance Company | Duluth | MN | 07/1998 | Present |
| Johnson Insurance Consultants | Duluth | MN | 04/2011 | Present |
| Arthur J. Gallagher & Co. | Duluth | MN | 09/2025 | Present |
**GROUP BENEFITS/OUTSIDE INSURANCE, SELL VARIOUS SMALL & LARGE GROUP HEALTH, LIFE & DISABILITY AND VOLUNTARY BENEFITS, 4/18/11. **Kitchi Gammi Club; Not Investment Related; Duluth, MN; Board Member; Attend monthly board meetings and one or two committee meetings; Start Date: 06/01/2021; 8 hrs per month; 0 during trading hours. INSURANCE POSITION: registered rep NATURE: Mutual Funds/Securities/ VA / VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 09/01/2025 ADDRESS: 302 W Superior St Ste 400, Duluth MN 55802-5120, United States DESCRIPTION: my practice was sold to Arthur J. Gallagher & Co. They will be paying me a salary to continue to service the accounts and policies. Portions of my time are dedicated to: employer based retirement plans sales and service, 401(k)s, SIMPLE IRA's etc., financial advising, insurance and investment solutions, life disability annuities IRA's NQ accounts, admin services for office.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-06-09 |
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