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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-11-08
LA RA APPROVED 2009-03-05
  • TX RA
    APPROVED
    Since 2011-11-08
  • LA RA
    APPROVED
    Since 2009-03-05

Branch Locations

140 Rue Beauregard Suite B, Lafayette, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Lafayette LA 02/2009 Present
Raymond James Financial Services Advisors Inc. Lafayette LA 03/2009 Present
Heggie Investment Partners, Llc Lafayette LA 01/2009 Present
Other Businesses

(1)Name of Business: Beauregard Palms Condominium Address: 140 Rue Beauregard Ste B, Lafayette, LA, 70508-3131, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - Secretary Investment Related: No Start Date: 03/13/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I began serving on the board of the Beauregard Palms Condominium Association when I purchased partial ownership of one of the 8 office condos where all owners are board members. An annual meeting is held in December and at the most recent meeting on 12/19/2024 I was elected Secretary. (2)Name of Business: Heggie Investment Partners, LLC Address: 140 B Rue Beauregard, Lafayette, LA, 70508, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/29/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Owner of LLC used to do RJFS business (3)Name of Business: Heggie Joe and Nanette Address: 409 Shelly Drive, Lafayette, LA, 70503, United States Activity Type: Control Person Position/Title: Other (Named Only) Investment Related: Yes Start Date: 05/22/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: POA/Personal Representative. My son, Baxter Alden Heggie, is now over 18 and has appointed me as his Power of Attorney so that I can speak to his doctors in the case of medical emergencies, and if needed handle any financial business he may have while he is living out of state. (4)Name of Business: NCS Heggie Properties LLC Address: 140 B Rue Beauregard, Lafayette, LA, 70508, United States Activity Type: Rental Real Estate Position/Title: Partner, Owner/Proprietor Investment Related: Yes Start Date: 06/01/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: This is the LLC which owns Suite 140B of the office building which is rented to Heggie Investment Partners LLC for the Raymond James office DBA Heggie Investment Partners.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-05-20
S63 Uniform Securities Agent State Law Examination 1994-05-19
  • S65 Uniform Investment Adviser Law Examination
    1994-05-20
  • S63 Uniform Securities Agent State Law Examination
    1994-05-19
Designations
Other Names
  • Nanette Cecile Soileau

View on SEC IAPD

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