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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-11-08 |
| LA | RA | APPROVED | 2009-03-05 |
Branch Locations
140 Rue Beauregard Suite B, Lafayette, LA 70508 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Lafayette | LA | 02/2009 | Present |
| Raymond James Financial Services Advisors Inc. | Lafayette | LA | 03/2009 | Present |
| Heggie Investment Partners, Llc | Lafayette | LA | 01/2009 | Present |
(1)Name of Business: Beauregard Palms Condominium Address: 140 Rue Beauregard Ste B, Lafayette, LA, 70508-3131, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - Secretary Investment Related: No Start Date: 03/13/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I began serving on the board of the Beauregard Palms Condominium Association when I purchased partial ownership of one of the 8 office condos where all owners are board members. An annual meeting is held in December and at the most recent meeting on 12/19/2024 I was elected Secretary. (2)Name of Business: Heggie Investment Partners, LLC Address: 140 B Rue Beauregard, Lafayette, LA, 70508, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/29/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Owner of LLC used to do RJFS business (3)Name of Business: Heggie Joe and Nanette Address: 409 Shelly Drive, Lafayette, LA, 70503, United States Activity Type: Control Person Position/Title: Other (Named Only) Investment Related: Yes Start Date: 05/22/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: POA/Personal Representative. My son, Baxter Alden Heggie, is now over 18 and has appointed me as his Power of Attorney so that I can speak to his doctors in the case of medical emergencies, and if needed handle any financial business he may have while he is living out of state. (4)Name of Business: NCS Heggie Properties LLC Address: 140 B Rue Beauregard, Lafayette, LA, 70508, United States Activity Type: Rental Real Estate Position/Title: Partner, Owner/Proprietor Investment Related: Yes Start Date: 06/01/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: This is the LLC which owns Suite 140B of the office building which is rented to Heggie Investment Partners LLC for the Raymond James office DBA Heggie Investment Partners.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-19 |
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