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Phillip Edward Hall

Oppenheimer & Co. Inc.

Nashville, TN

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-01-06
  • TN RA
    APPROVED
    Since 2022-01-06

Branch Locations

1600 West End Avenue Suite 1390, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Salient Partners, L.P. Houston TX 09/2015 02/2018
Salient Capital, L.P. Houston TX 09/2015 02/2018
Salient Capital Advisors, Llc Houston TX 09/2015 02/2018
Mbsc Securities Corporation New York NY 02/2018 01/2021
B.RIley Wealth Management, Inc Memphis TN 01/2021 11/2021
Oppenheimer & Co. Inc Nashville TN 12/2021 Present
  • 09/2015 → 02/2018
    Salient Partners, L.P.
    Houston, TX
  • 09/2015 → 02/2018
    Salient Capital, L.P.
    Houston, TX
  • 09/2015 → 02/2018
    Salient Capital Advisors, Llc
    Houston, TX
  • 02/2018 → 01/2021
    Mbsc Securities Corporation
    New York, NY
  • 01/2021 → 11/2021
    B.RIley Wealth Management, Inc
    Memphis, TN
  • 12/2021 → Present
    Oppenheimer & Co. Inc
    Nashville, TN
Previous Registrations
  • 2021-01-15 → 2021-12-06
    B. Riley Wealth Management
    Franklin, TN
    Nashville, TN
  • 2018-03-16 → 2021-01-21
    Bny Mellon Securities Corporation
    Naperville, IL
    New York, NY
    New York, NY
    Aurora, IL
  • 2015-09-10 → 2018-02-28
    Salient Capital Advisors, Llc
    Houston, TX
  • 2009-06-01 → 2014-08-12
    Morgan Stanley
    Los Angeles, CA
    Naperville, IL
    Lisle, IL
    Naperville, IL
    Chicago, IL
    Chicago, IL
  • 2006-02-02 → 2009-06-01
    Citigroup Global Markets Inc.
    Naperville, IL
  • 1999-07-30 → 2006-02-02
    Morgan Stanley Dw Inc.
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-19
S63 Uniform Securities Agent State Law Examination 1994-05-17
  • S65 Uniform Investment Adviser Law Examination
    1999-07-19
  • S63 Uniform Securities Agent State Law Examination
    1994-05-17
Other Names
  • Phillip Edward Hall
  • Phillip Hall

View on SEC IAPD

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Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

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