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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2021-08-05 |
| TX | RA | APPROVED | 2021-08-05 |
Branch Locations
300 Park Drive South, Great Falls, MT 59405-1819 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Great Falls | MT | 01/2000 | 08/2021 |
| Stifel, Nicolaus & Company, Incorporated | Great Falls | MT | 08/2021 | Present |
1. Farm in the Dell Great Falls; PO Box 1273, Great Falls, MT 59403; Home for disabled adults; Treasurer; 01/01/2010; 2 Hours per Quarter; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-06 |
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