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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-10 |
| MT | RA | APPROVED | 2005-07-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Great Falls | MT | 04/2015 | Present |
1) DOWNTOWN GREAT FALLS ASSOCIATION; NON-INVESTMENT RELATED; 100 1ST AVE N, GREAT FALLS, MT; NON-PROFIT; BOARD MEMBER; STARTING 12/29/2016; APPROX 2 HRS/MONTH; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; DUTIES INCLUDE SUPPORTING GENERAL ORGANIZATION ACTIVITES. 2) GREAT FALLS LIGHTNING BASEBALL CLUB; NON-INVESTMENT RELATED; GREAT FALLS, MT; STARTOMG 1/29/2016; YOUTH BASEBALL; COACH/CLUB OFFICER; 2 HR/WEEK; NO TIME DURING SECURITIES TRADING HOURS; DUTIES INCLUDE CHECKWRITING FOR THE ORGANIZATION. 3) MT COUNCIL ON ECONOMIC EDUCATION; NON-INVESTMENT RELATED; BOZEMAN, MT; NON-PROFIT; BOARD PRESIDENT; STARTING JUNE 2017; 20 HR/QUARTER AND DURING SECURITIES TRADING HOURS; BOARD OVERSIGHT AND ORGANIZATION. 4) NEIGHBORWORKS GREAT FALLS; NON INVESTMENT RELATED; 509 1ST AVE S, GREAT FALLS, MT; NON-PROFIT; BOARD PRESIDENT AS OF 9/1/22; SINCE 05/01/2019; APPROX 5 HRS/MONTH; SOME TIME DEVOTED DURING SECURITIES TRADING HOURS; BOARD MEMBER DUTIES. 5) DISCOVERY CANYON, LLC; INVESTMENT RELATED; GREAT FALLS, MT; PARTIAL OWNER; START 10/20/22; 2 HRS/WK; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; PARTIALLY RESPONSIBLE FOR MAINTAINING AND MANAGING THE PROPERTY. 6) GREAT FALLS PUBLIC SCHOOLS FOUNDATION; NON-INVESTMENT RELATED; GREAT FALLS, MT; NON-PROFIT; BOARD MEMBER; START 9/21/22; 2 HR/WK DURING SECURITIES TRADING HOURS; I SERVE ON THE BOARD OF DIRECTORS AND FINANCE COMMITTEE. 7) SWF PROPERTIES, LLC; INVESTMENT RELATED; GREAT FALLS, MT; OWNER/MANAGER; START 8/20/26; 4 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; RENTAL REAL ESTATE OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-21 |
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