Courtney Ellis

D.A. Davidson & Co.

Great Falls, MT

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Current Employers

D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2019-09-27
TX	RA	APPROVED	2019-09-23

MT RA
APPROVED

Since 2019-09-27
TX RA
APPROVED

Since 2019-09-23

Branch Locations

8 Third Street North, Great Falls, MT 59401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
D.A. Davidson & Co.	Great Falls	MT	09/2002	Present

09/2002 → Present

D.A. Davidson & Co.

Great Falls, MT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-09-23
S63	Uniform Securities Agent State Law Examination	2002-07-22

S66 Uniform Combined State Law Examination

2019-09-23
S63 Uniform Securities Agent State Law Examination

2002-07-22

Other Names

Courtney Roy
Courtney Roy

View on SEC IAPD

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