William Thomas Walker

Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 07/2022
  Lpl Financial Llc
  Charlotte, NC
• 08/2022 → Present
  D.A. Davidson & Co.
  Charlotte, NC

Previous Registrations

• 2009-02-02 → 2022-08-17
  Lpl Financial Llc
  Charlotte, NC
  Fort Mill, SC
  Fort Mill, SC

Other Businesses

1) The Clementine C. Walker Family Limited Partnership: Investment related: 202 S. Cherry St Kernersville NC 27284: Start 12/22/98: Real Estate : Limited Partner: N/A: 0 Hours : Family Partnership where I am a limited partner but do not have any duties or time commitments. 2) ST. JOHN'S EPISCOPAL CHURCH; NON-INVESTMENT RELATED; CHARLOTTE, NC; NON-PROFIT; OUTREACH COMMITTEE CHAIRMAN; START 1/1/25; 5 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I HELP TO ORGANIZE VOLUNTEER EVENTS FOR THE CONGREGATION.

Exams

• S66 Uniform Combined State Law Examination
  2009-01-30
• S63 Uniform Securities Agent State Law Examination
  2005-10-21

Other Names

• William Thomas Walker Iii
• William Thomas Walker
• William Thomas Walker
• William Thomas Walker