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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-04-21 |
Branch Locations
1318 Raeford Rd 2Nd Fl, Fayetteville, NC 28305 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc. | Fayetteville | NC | 04/2016 | Present |
| Kestra Advisory Services, Llc. | Fayetteville | NC | 04/2016 | Present |
Business Name: Bain & Associates, Inc. Investment Related: Yes Address: 1318 Raeford Road Fayetteville NC 28305 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 4/1/1988 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Marketing & Sales of Insurance Services Business Name: Eugene & Yvonne Bain Investment Related: Yes Address: P O Box 53574 Fayetteville NC 28305 Nature of Business: Real Estate Position, Title or Relationship: Co-owner. Start Date: 7/1/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Maintain property to be suitable for rental. Business Name: White & Bain Financial Services Investment Related: Yes Address: 1318 Raeford Road Fayetteville NC 28305 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Registered Representative Start Date: 11/30/2005 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Client Marketing & Service Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: DANCING WIND EXCHANGE, LLC POSITION: Manager NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/24/2024 ADDRESS: 120 Applecross Road, Pinehurst NC 28374 DESCRIPTION: Property Rental
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-27 |
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