Michael Charles Ballou

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1994 → Present
  Raymond James Financial Services, Inc.
  Columbus, OH
• 01/2012 → Present
  Raymond James Financial Services Advisors Inc.
  Columbus, OH
• 08/2018 → Present
  Charles H Ballou, Cfp
  Columbus, OH

Previous Registrations

• 2006-05-10 → 2015-04-06
  Asset Planning Management & Research Inc
  Columbus, OH

Other Businesses

(1)Name of Business: Ballou Family Office Address: 4672 Larwell Dr, Columbus, OH, 43220, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/20/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Planning, Investment Planning, Portfolio Review analysis and construction, Client Communication

Exams

• S66 Uniform Combined State Law Examination
  2024-07-12

Designations

• Certified Financial Planner

Other Names

• Michael C Ballou