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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-04-25
  • MI RA
    APPROVED
    Since 2018-04-25

Branch Locations

One South Harbor Avenue, Grand Haven, MI 49417 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Chicago IL 07/2008 Present
  • 07/2008 → Present
    Stifel Nicolaus & Co Inc
    Chicago, IL
Previous Registrations
  • 2005-10-04 → 2008-07-29
    Chase Investment Services Corp.
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
Other Businesses

1. CHERYL WILCZAK; CHICAGO, IL; PHOTOGRAPHY; PHOTOGRAPHER; SELL PHOTO'S; 1 HOUR PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-30
S63 Uniform Securities Agent State Law Examination 1994-06-13
  • S65 Uniform Investment Adviser Law Examination
    2005-09-30
  • S63 Uniform Securities Agent State Law Examination
    1994-06-13

View on SEC IAPD

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