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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-05-08
  • MI RA
    APPROVED
    Since 2023-05-08

Branch Locations

12 Washington Ave, Suite 250, Grand Haven, MI 49417 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 06/2013 Present
Cambridge Investment Research, Inc. Fairfield IA 04/2013 Present
Darryl Jarmosco International Fairfield IA 05/2005 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2023 Present
  • 06/2013 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2013 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2005 → Present
    Darryl Jarmosco International
    Fairfield, IA
  • 05/2023 → Present
    Fairfield, IA
Previous Registrations
  • 2003-02-28 → 2003-08-29
    Heitzman Advisory Group, Inc.
    Grand Haven, MI
  • 2002-06-26 → 2002-07-08
    Heitzman Advisory Group, Inc.
    Grand Rapids, MI
Other Businesses

1) DARRYL JARMOSCO INTERNATIONAL, 1104 KODI CIR FAIRFIELD IA 52556, 05/2005, AS BUSINESS & PEAK PERFORMANCE/LIFE COACH, NIR, 40 HR/MO 0 HR/MO TRADING 2) DARRYL JARMOSCO CFP, 14961 HAWTHORNE ST GRAND HAVEN MI 49417, 08/2022, FINANCIAL PLANNER, ADVISORY SERVICES, INV REL, 40 HR/MO 0 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 52556, 06/2023 AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-05
S63 Uniform Securities Agent State Law Examination 1994-09-24
  • S66 Uniform Combined State Law Examination
    2023-05-05
  • S63 Uniform Securities Agent State Law Examination
    1994-09-24
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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