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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2012-05-22 |
| MO | RA | APPROVED | 2012-05-21 |
Branch Locations
One South Harbor Avenue, Grand Haven, MI 49417 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Grand Haven | MI | 05/2012 | Present |
1. South Harbor, LLC; 15511 Sweetbriar Dr, Grand Haven, MI 49417; Purchase of commercial property; Managing Member of LLC; Handle day-to-day operational items of the LLC; 03/04/2019; 1.00 Hour(s) Per Week; Not during securities trading hours; Investment-Related. 2. One South Harbor Members, LLC; One S Harbor Dr, Grand Haven, MI 49417; Business condo owners group for the building; Secretary of the Board; Keep track of meeting agenda items and create the minutes for the meeting; 01/01/2021; 8 Hours per Year; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-08 |
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