Thomas Leonard Braciak

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2004 → 01/2017
  Mml Investor Services, Inc
  Grand Rapids, MI
• 10/2004 → 01/2017
  Massmutual
  Grand Rapids, MI
• 02/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2010-01-22 → 2017-01-27
  Mml Investors Services, Llc
  Grand Haven, MI
  Grand Rapids, MI
  Grand Rapids, MI

Other Businesses

1.BRACIAK FINANCIAL, 17 N. Fourth Street, Suite 209, Grand Haven MI 49417, United States, 09/05/1980, President, Insurance/Benefits/Human Resources, INV REL, 80 HR/MO - 16 HR/MO TRADING 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 4/TRADING. 02/06/17. 3.LANDLORD/OWNER OF RENTAL CONDO, 100 N COLLIER BLVD #707, MARCO ISLAND, FL, 1/01/1995. NIR - 3/YR - 0/TRADING. 4.CITY OF GRAND HAVEN ECONOMIC DEVELOPMENT COUNCIL/BROWNFIELD BOARD REVIEW PROJECTS, 519 WASHINGTON AVE, GRAND HAVEN, MI, 3/2011 AS CITIZEN REPRESENTATIVE REVIEWING PROPOSALS FOR BUSINESSES REQUESTING FINANCIAL ASSISTANCE FOR BUILDING PROJECS. NIR - 2/MO - 2/TRADING. 5.WIDOWED PERSONS SERVICE, 4211 CLYDE PARK SW UNIT C, WYOMING, MI, 10/10/2017 AS BOARD MEMBER. NIR - 5/MO - 0/TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  1981-02-27

Designations

• Chartered Financial Consultant

Other Names

• Tom Leonard Braciak