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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-21
MI RA APPROVED 2017-02-06
  • FL RA
    APPROVED
    Since 2024-11-21
  • MI RA
    APPROVED
    Since 2017-02-06

Branch Locations

41 Washington Ave. Ste. 360, Grand Haven, MI 49417 • United States

Grand Haven, MI • United States

Marco Island, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investor Services, Inc Grand Rapids MI 10/2004 01/2017
Massmutual Grand Rapids MI 10/2004 01/2017
Cambridge Investment Research, Inc. Fairfield IA 02/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2017 Present
  • 10/2004 → 01/2017
    Mml Investor Services, Inc
    Grand Rapids, MI
  • 10/2004 → 01/2017
    Massmutual
    Grand Rapids, MI
  • 02/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2017 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1.BRACIAK FINANCIAL, 17 N. Fourth Street, Suite 209, Grand Haven MI 49417, United States, 09/05/1980, President, Insurance/Benefits/Human Resources, INV REL, 80 HR/MO - 16 HR/MO TRADING 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 4/TRADING. 02/06/17. 3.LANDLORD/OWNER OF RENTAL CONDO, 100 N COLLIER BLVD #707, MARCO ISLAND, FL, 1/01/1995. NIR - 3/YR - 0/TRADING. 4.CITY OF GRAND HAVEN ECONOMIC DEVELOPMENT COUNCIL/BROWNFIELD BOARD REVIEW PROJECTS, 519 WASHINGTON AVE, GRAND HAVEN, MI, 3/2011 AS CITIZEN REPRESENTATIVE REVIEWING PROPOSALS FOR BUSINESSES REQUESTING FINANCIAL ASSISTANCE FOR BUILDING PROJECS. NIR - 2/MO - 2/TRADING. 5.WIDOWED PERSONS SERVICE, 4211 CLYDE PARK SW UNIT C, WYOMING, MI, 10/10/2017 AS BOARD MEMBER. NIR - 5/MO - 0/TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-02-27
  • S63 Uniform Securities Agent State Law Examination
    1981-02-27
Designations
Other Names
  • Tom Leonard Braciak

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