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Mark David Turner

Wms Financial Services

Anaheim, CA

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Current Employers
Wms Financial Services

8820 E. Foxhollow Drive, Anaheim, CA 92808 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-03-08
  • CA RA
    APPROVED
    Since 2018-03-08

Branch Locations

8820 E. Foxhollow Drive, Anaheim, CA 92808 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Management Strategies Financial Services, Llc Anaheim CA 03/2018 Present
Global Investment Solutions, Llc Newport Beach CA 06/2016 06/2018
Wm Strategies & Insurance Services Corp Villa Park CA 01/2000 Present
  • 03/2018 → Present
    Wealth Management Strategies Financial Services, Llc
    Anaheim, CA
  • 06/2016 → 06/2018
    Newport Beach, CA
  • 01/2000 → Present
    Wm Strategies & Insurance Services Corp
    Villa Park, CA
Previous Registrations
  • 2016-06-20 → 2018-06-25
    Anaheim, CA
    Aliso Viejo, CA
  • 2012-08-14 → 2016-08-29
    R . E. Decker And Associates, Llc
    Villa Park, CA
    Walnut Creek, CA
  • 2012-01-04 → 2012-01-23
    Villa Park, CA
  • 2009-11-17 → 2011-08-25
    Capwest Securities, Inc.
    Lakewood, CO
    San Marino, CA
    Lake Forest, CA
  • 2008-09-23 → 2009-11-12
    Workman Securities Corporation
    Eden Prairie, MN
    Lake Forest, CA
  • 2007-02-02 → 2008-09-16
    Capwest Securities, Inc.
    San Marino, CA
    Greeley, CO
    Lake Forest, CA
  • 2004-09-20 → 2007-02-05
    United Securities Alliance, Inc.
    Lake Forest, CA
    Lake Forest, CA
    Greenwood Village, CO
  • 2002-04-05 → 2004-09-21
    Wall Street Financial Group, Inc.
    Lake Forest, CA
Other Businesses

1. WM STRATEGIES & INSURANCE SERVICES CORP / ANAHEIM, CA 92630/OWNER/INVESTMENT RELATED/SINCE MAY 2000/INSURANCE SALES/SALES OF INSURANCE PRODUCTS/10 HOURS PER MONTH DEVOTED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-24
S63 Uniform Securities Agent State Law Examination 1994-05-04
  • S65 Uniform Investment Adviser Law Examination
    1999-06-24
  • S63 Uniform Securities Agent State Law Examination
    1994-05-04
Other Names
  • Mark D Turner

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