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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-31 |
Branch Locations
1700 W Park Dr Ste 100, Westborough, MA 01581 • United States
275 Grove St Ste 1W-305, Auburndale, MA 02466 • United States
Sudbury, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 11/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Westborough | MA | 03/2020 | Present |
Outside Employment; Net Flows, LLC; Associate Financial Advisor/Operations Manager working with Advisors and their clients.; Manage advisory business; 1700 West Park Drive, , Westborough, MA, 01581; Investment-Related; 01/01/2020; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-04-27 |
| S65 | Uniform Investment Adviser Law Examination | 2009-04-10 |
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