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Robert Cecil Alston

Quadcap Wealth Management, LLC

Frisco, TX

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Current Employers
Quadcap Wealth Management, Llc

2600 Network Blvd Suite 300, Frisco, TX 75034 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-10-16
  • TX RA
    APPROVED
    Since 2015-10-16

Branch Locations

2600 Network Blvd Suite 300, Frisco, TX 75034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond Yes
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quadcap Wealth Management, Llc Frisco TX 08/2015 Present
Quadcap Wealth Management, Llc Frisco TX 08/2015 Present
Quadcap Wealth Management, Llc Frisco TX 07/2026 Present
Previous Registrations
  • 2005-07-11 → 2010-03-18
    Advisors Asset Management, Inc.
    San Diego, CA
    Boerne, TX
    San Diego, CA
    San Diego, CA
  • 2005-07-06 → 2005-07-13
    Chase Investment Services Corp.
    Chicago, IL
  • 2002-09-30 → 2005-07-06
    Banc One Securities Corporation
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-16
S63 Uniform Securities Agent State Law Examination 1994-10-28
  • S65 Uniform Investment Adviser Law Examination
    2015-10-16
  • S63 Uniform Securities Agent State Law Examination
    1994-10-28
Other Names
  • R Cecil Alston
  • Rob Alston

View on SEC IAPD

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RBC CAPITAL MARKETS, LLC · Frisco, TX
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