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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-02 |
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-04-02 |
| NJ | RA | APPROVED | 2017-11-28 |
Branch Locations
595 South Federal Highway Suite 400, Boca Raton, FL 33432 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 03/2013 | 08/2017 |
| Morgan Stanley Smith Barney Llc | Boca Raton | FL | 08/2017 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 09/2019 | Present |
* 439685 - Cavaleo LLC ; Investment related Yes; mamaroneck, NY; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); June 2021; During business hours: 0; After business hours: 1. *589743 - Nasdaq; Investment Related - No; New York, New York; Investment/Finance/Banking; Advisory Board(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 04/2024; During Business Hours: 1; After Business Hours: 0; Sales/Marketing *590355 - Nasdaq; Investment Related - No; New York, New York; Investment/Finance/Banking; Advisory Board(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 05/2024; During Business Hours: 0; After Business Hours: 1; advice on new ideas, what FAs would like
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-07 |
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