Drew Keith Stratton

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1989 → Present
  Ibm Corp
  Princeton, NJ
• 10/2014 → Present
  Commonwealth Financial Network
  Waltham, MA
• 04/2018 → Present
  Larson, Potter, Stratton & Cote Financial
  Worcester, MA

Previous Registrations

• 2010-08-05 → 2014-10-27
  Ameriprise Financial Services, Llc
  Worcester, MA
  Worcester, MA

Other Businesses

1. Fixed insurance sales; as of 2014, 5% of time spent during business hours, investment related; conducted at branch location. 2. Co-Owner, Stratton & Son Wealth Management, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 12/15/2022; 100% of time spent during business hours; Conducted at branch; Investment related. 3. Co-trustee for life insurance trust (non-client); as of 2014, Less than 1% of time spent during business hours, not investment related; not conducted at branch.

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-05-26

Designations

• Certified Financial Planner