James Hewitt Newcomb

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1994 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Abilene, TX
• 05/2011 → Present
  Bank Of America, N.A.
  Abilene, TX

Other Businesses

I*116358 Entity Type: For-Profit Organization Name of outside business organization: Newcomb Ranch Investment related: No Address of business: Abilene, Texas 79605 Nature of business: Family Business, Position, title, association: Owner Start date of relationship: 8/3/2018 Number of hours devoted: 1 hr Mthly Number of hours devoted during trading hours: 0 Duties: Family Ranch Land. My brother and I will receiving lease income for hunting, grass and possible sale of timber and other associated ranch income opportunities I*1182262 Entity Type: For Profit Name of outside business organization: NR, LLC Investment related: No Address of business: Abilene, Texas 79605 Position, title, association: Owner Start date of relationship: 2/13/2023 Number of hours devoted: 3 hrs Mthly Number of hours devoted during trading hours: 0 Duties: My brother and I own ranch land together and we get income from hunting and cattle leasing, as well as selling trees, and possible mineral royalties and also have maintenance expenses. We are setting up the LLC as protection from liability. I*1302250 Entity Type: For Profit Name of outside business organization: N. E. LLC Investment related: No Address of business: Abilene, Texas 79605 Position, title, association: Other Start date of relationship: 5/16/2023 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: Required to establish the LLC., My Spouse placed farm land in LLC for liability purposes. There will be no activity on my part. I*3678272 Entity Type: For Profit Name of OBA: JN Ranch Enterprises, LLC Address: Abilene, Texas, 79605 Investment Related: No Position, Title, Association: Officer Employee Start Date: 01/29/2026 Number of Hours: 10, Yearly Number of Hours during trading: 0 Duties: LLC established to retitle ranch land and operations from personal name for liability purposes. Receives income from grass/hunting leases and tree sales. 100% ownership/decisions but very little time requirement I*1104270 Entity Type: Charitable Name of OBA: Ben Richey Boys Ranch & Family Program Address: Abilene, Texas, 79602 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 12/12/2022 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Ben Richey Boys Ranch provides clean, comfortable and safe homes for each boy at the Ranch. Through experienced guidance of house parents and staff, each boy will develop confidence while learning to take responsibility for his actions. Our goal is to provide each boy with the tools to become a productive, successful member of society once they have completed the program. Just giving an update, I have been on the board for a few years. Board membership duties include guidance and oversite

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-06-24
• S65 Uniform Investment Adviser Law Examination
  1994-06-24

Other Names

• James H Newcomb
• Jim Newcomb