Best Investors
Account
Sign in
Best Investors
Account
Sign in
176 Westbrook Road, Essex, CT 06426 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-06-18 |
Branch Locations
176 Westbrook Road, Essex, CT 06426 • United States
30 Jelliff Ln, Southport, CT 06890 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | New Haven | CT | 02/2020 | 12/2020 |
| William Raveis | Westport | CT | 02/2018 | 04/2020 |
| Self Employed | Fairfield | CT | 05/2011 | 01/2020 |
| Janney Montgomery Scott Llc | New Haven | CT | 12/2020 | 06/2021 |
| Essex Financial Services Inc | Essex | CT | 06/2021 | Present |
| The Leaders Group Inc | Littleton | CO | 08/2021 | Present |
1) ESSEX FINANCIAL - 6/14/21 - 176 Westbrook Road, Essex, CT 06426 - Client Relationship Manager, Service client accounts/support advisors, Invt Rel, Insurance business, 40 hrs/mo; 37.5 hrs/mo (during trading hours). 2) The Leader's Group - 08/2021 - 2 W Dry Creek Cir, Suite 800, Littleton CO 80120-4475 - Inv Rel - Broker-Dealer Affiliation - Registered Representative - 20 hrs/mo; 2hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-20 |
Reach out to this advisor