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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-11-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Country Club Financial | Kansas City | MO | 04/2016 | 10/2021 |
| Waddell & Reed | Overland Park | KS | 01/2018 | 10/2021 |
| Advisors Excel | Topeka | KS | 10/2021 | Present |
| Ae Wealth Management, Llc | Topeka | KS | 10/2021 | Present |
| Ae Financial Services, Llc | Topeka | KS | 10/2021 | Present |
1.) AEWM; YES INVESTMENT-RELATED; 4123 GAGE CENTER DRIVE, SUITE 101, TOPEKA, KS 66604; NATURE INVESTMENT ADVICE FOR FEE; INVESTMENT ADVISOR REPRESENTATIVE; START DATE 10/2021; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING 2.) ADVISORS EXCEL; YES INVESTMENT-RELATED; 4123 GAGE CENTER DRIVE, SUITE 101, TOPEKA, KS 66604; COMPLIANCE; COMPLIANCE CONSULTANT; START DATE 10/2021; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING 3. KHA; HOA PO BOX 611, EMPORIA KS 66801; LAWNCARE; NOT INVESTMENT RELATED; START DATE 05/2024; APPROX 10 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-08 |
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