Best Investors Account Sign in
Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-11-24
  • KS RA
    APPROVED
    Since 2021-11-24

Branch Locations

4125 Sw Gage Center Dr, Topeka, KS 66604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Country Club Financial Kansas City MO 04/2016 10/2021
Waddell & Reed Overland Park KS 01/2018 10/2021
Advisors Excel Topeka KS 10/2021 Present
Ae Wealth Management, Llc Topeka KS 10/2021 Present
Ae Financial Services, Llc Topeka KS 10/2021 Present
  • 04/2016 → 10/2021
    Country Club Financial
    Kansas City, MO
  • 01/2018 → 10/2021
    Waddell & Reed
    Overland Park, KS
  • 10/2021 → Present
    Advisors Excel
    Topeka, KS
  • 10/2021 → Present
    Topeka, KS
  • 10/2021 → Present
    Ae Financial Services, Llc
    Topeka, KS
Previous Registrations
  • 2018-01-24 → 2021-08-24
    Waddell & Reed
    Overland Park, KS
    Overland Park, KS
  • 2016-04-14 → 2017-12-15
    Country Club Financial Services, Llc
    Kansas City, MO
  • 2014-12-18 → 2016-02-29
    Td Ameritrade, Inc.
    Westlake, TX
    Omaha, NE
  • 2014-12-18 → 2016-02-29
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
Other Businesses

1.) AEWM; YES INVESTMENT-RELATED; 4123 GAGE CENTER DRIVE, SUITE 101, TOPEKA, KS 66604; NATURE INVESTMENT ADVICE FOR FEE; INVESTMENT ADVISOR REPRESENTATIVE; START DATE 10/2021; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING 2.) ADVISORS EXCEL; YES INVESTMENT-RELATED; 4123 GAGE CENTER DRIVE, SUITE 101, TOPEKA, KS 66604; COMPLIANCE; COMPLIANCE CONSULTANT; START DATE 10/2021; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING 3. KHA; HOA PO BOX 611, EMPORIA KS 66801; LAWNCARE; NOT INVESTMENT RELATED; START DATE 05/2024; APPROX 10 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-17
S63 Uniform Securities Agent State Law Examination 2013-10-08
  • S66 Uniform Combined State Law Examination
    2014-12-17
  • S63 Uniform Securities Agent State Law Examination
    2013-10-08
Other Names
  • Tyson Matthew Schmitt

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Topeka, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor