Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2004-03-09 |
| TX | RA | APPROVED | 2004-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Ventura | CA | 12/1999 | Present |
1. 12/30/2015 - John Lopez Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/31/2015 - 4 Hours Per Month/2 Hours During Securities Trading. 2. 10/14/2019 - Johnlopezfinancialservices - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 10/15/2019 - 170 Hours Per Month/120 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-13 |
Reach out to this advisor