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780 Third Avenue 18Th Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-30 |
| TX | RA | APPROVED | 2018-11-13 |
Branch Locations
780 Third Avenue 18Th Floor, New York, NY 10017 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual | New York | NY | 10/2000 | Present |
| Hornor, Townsend & Kent, Inc. | New York | NY | 02/2002 | 12/2018 |
| Financial Decisions, Llc | New York | NY | 03/2016 | Present |
1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: INSURANCE DECISIONS | Position Held: Agent | Address: 780 THIRD AVENUE, 19TH FLOOR, NEW YORK, NY 10017 | Start Date: 2013 | Nature of Activity: Life Insurance Brokerage | Approx Hrs Per Mth: 10-25 Hrs | Approx Trading Hrs Per Mth: Less than 10 Hrs | Description of Duties: INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) NEW DAWN FOUNDATION | Investment Related: No | DBA Name: N/A | Position Held: Officer | Address: 590 DAVENPORT AVE., NEW ROCHELLE, NY 10804 | Start Date: 01/01/2006 | Nature of Activity: Charity/Religious/Foundation | Approx Hrs Per Mth: Less than 10 Hrs | Approx Trading Hrs Per Mth: Less than 10 Hrs | Description of Duties: BOOKKEEPING, PROVIDE INFORMATION TO THE CPA FOR FILING FORM 990. 3) MENTORING TREE FOUNDATION | Investment Related: No | DBA Name: N/A | Position Held: Officer | Address: 245 EAST 25TH STREET, APT. 18D, NEW YORK, NY 10010 | Start Date: 01/01/2001 | Nature of Activity: Charity/Religious/Foundation | Approx Hrs Per Mth: Less than 10 Hrs | Approx Trading Hrs Per Mth: Less than 10 Hrs | Description of Duties: REVIEWING MATTERS RELATING TO THE BEST COURSE OF ACTION FOR THE CHARITY, NO ACTIVITIES AT THIS TIME, NON-PROFIT PRESENTLY IS DORMANT.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-06-06 |
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