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Florence Myriam Dupont

Financial Decisions, LLC

New York, NY

New York, NY

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Current Employers
Financial Decisions, Llc

780 Third Avenue 18Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-30
TX RA APPROVED 2018-11-13
  • NY RA
    APPROVED
    Since 2021-03-30
  • TX RA
    APPROVED
    Since 2018-11-13

Branch Locations

780 Third Avenue 18Th Floor, New York, NY 10017 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual New York NY 10/2000 Present
Hornor, Townsend & Kent, Inc. New York NY 02/2002 12/2018
Financial Decisions, Llc New York NY 03/2016 Present
  • 10/2000 → Present
    Penn Mutual
    New York, NY
  • 02/2002 → 12/2018
    Hornor, Townsend & Kent, Inc.
    New York, NY
  • 03/2016 → Present
    New York, NY
Previous Registrations
Other Businesses

1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: INSURANCE DECISIONS | Position Held: Agent | Address: 780 THIRD AVENUE, 19TH FLOOR, NEW YORK, NY 10017 | Start Date: 2013 | Nature of Activity: Life Insurance Brokerage | Approx Hrs Per Mth: 10-25 Hrs | Approx Trading Hrs Per Mth: Less than 10 Hrs | Description of Duties: INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) NEW DAWN FOUNDATION | Investment Related: No | DBA Name: N/A | Position Held: Officer | Address: 590 DAVENPORT AVE., NEW ROCHELLE, NY 10804 | Start Date: 01/01/2006 | Nature of Activity: Charity/Religious/Foundation | Approx Hrs Per Mth: Less than 10 Hrs | Approx Trading Hrs Per Mth: Less than 10 Hrs | Description of Duties: BOOKKEEPING, PROVIDE INFORMATION TO THE CPA FOR FILING FORM 990. 3) MENTORING TREE FOUNDATION | Investment Related: No | DBA Name: N/A | Position Held: Officer | Address: 245 EAST 25TH STREET, APT. 18D, NEW YORK, NY 10010 | Start Date: 01/01/2001 | Nature of Activity: Charity/Religious/Foundation | Approx Hrs Per Mth: Less than 10 Hrs | Approx Trading Hrs Per Mth: Less than 10 Hrs | Description of Duties: REVIEWING MATTERS RELATING TO THE BEST COURSE OF ACTION FOR THE CHARITY, NO ACTIVITIES AT THIS TIME, NON-PROFIT PRESENTLY IS DORMANT.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-06-06
  • S63 Uniform Securities Agent State Law Examination
    1994-06-06
Designations
Other Names
  • Florence Myriam Dupont
  • Florence Myriam Rosenblum

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