Ashley Nicole Dominguez

Current Employers

Employment History

• 06/2013 → Present
  Houston Financial Wealth Management
  Houston, TX
• 09/2014 → Present
  Voya Financial Advisors
  Houston, TX

Previous Registrations

• 2009-08-01 → 2011-01-03
  Voya Financial Partners, Llc
  Houston, TX
• 2008-01-07 → 2009-06-11
  Valic Financial Advisors, Inc.
  Houston, TX
  Houston, TX

Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 2900 N. LOOP WEST SUITE 180; HOUSTON; TX; 77092; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 4/19/2011; 160; 160; SALES OF FIXED INSURANCE PRODUCTS. NAME OF ENTITY: HOUSTON FINANCIAL WEALTH MANAGEMENT LLC; Yes; 2925 Richmond Ave, Ste 1200; HOUSTON; TX; 77098; FINANCIAL SERVICES/dba. 11/21/2022 this DBA has change from Houston Financial Wealth management (sole proprietor) to Houston Financial Wealth Management LLC.; OWNER, INVESTMENT ADVISER; 6/18/2013; 40; 40; INSURANCE & INVESTMENT SALES marketing of securities and fixed product. NAME OF ENTITY: Child Advocates; No; 3701 Kirby Dr Ste 400; Houston; TX; 77098; Volunteer as a Court Appointed Advocate; Volunteer; 11/1/2009; 5; 5; Check on the kids while they're in CPS custody, while the parent(s) are going through the court process. The court asks for our recommendations for the child's best interest. INTERNATIONAL ASSOCIATION OF WOMEN POSITION: member NATURE: As a member, I will attend meetings to network, educate, and support the advancement of women in business. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/12/2024 ADDRESS: 55 East Monroe Street, Ste 2120, Chicago IL 60603, United States DESCRIPTION: As a member, I will attend meetings to network, educate, and support the advancement of women in business.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-12-28
• S63 Uniform Securities Agent State Law Examination
  2005-09-16

Other Names

• Ashley Nicole Smith
• Ashley Nicole Smith-Dominguez
• Ashley Nicole Smith