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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-26 |
| CT | RA | APPROVED | 2017-11-01 |
Branch Locations
95 Glastonbury Blvd Ste 216, Glastonbury, CT 06033-4456 • United States
Farmington, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | New York | NY | 11/2002 | 10/2017 |
| Metlife Securities, Inc | New York | NY | 11/2002 | 10/2017 |
| Mml Investors Services, Llc | Glastonbury | CT | 03/2017 | 10/2017 |
| Ameriprise Financial Services Inc | Westport | CT | 11/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Hartford | CT | 03/2020 | Present |
Board of Directors; Devonwood Homeowner's Association, Inc; Treasurer; 54 Wildwood Street, , New Britain, CT, 06051; Not Investment-Related; 10/21/2024; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-22 |
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