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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-08-24 |
Branch Locations
7601 France Ave S Ste 300, Edina, MN 55435-5999 • United States
St Paul, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Minneapolis | MN | 03/2009 | 08/2018 |
| Ameriprise Financial Services Inc | Edina | MN | 08/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Edina | MN | 03/2020 | Present |
Board of Directors; Northen Lights Car Club; President; 1311 Hillcrest Ave, , St. Paul, MN, 55116; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-29 |
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