Jeffrey Warren Dobbelmann

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 08/2018
  Rbc Capital Markets, Llc
  Minneapolis, MN
• 08/2018 → 03/2020
  Ameriprise Financial Services Inc
  Edina, MN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Edina, MN

Previous Registrations

• 2009-03-13 → 2018-09-04
  Rbc Capital Markets, Llc
  Minneapolis, MN
• 2003-01-21 → 2009-03-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Minneapolis, MN
  Minneapolis, MN

Other Businesses

Board of Directors; Northen Lights Car Club; President; 1311 Hillcrest Ave, , St. Paul, MN, 55116; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-23
• S63 Uniform Securities Agent State Law Examination
  1995-09-29

Other Names

• Jeffrey W Dobbelmann
• Jeffrey Dobbelmann