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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-04-23 |
| NV | RA | APPROVED | 2015-11-10 |
Branch Locations
655 W Broadway Ste 1700, San Diego, CA 92101 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northwestern Mutual Life Insurance C | Milwaukee | WI | 09/1992 | 11/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
| Garrett J Bleakley | San Diego | CA | 11/2017 | Present |
| Northwestern Mutual Investment Services, Llc | San Diego | CA | 11/2017 | Present |
| Northwestern Mutual Investment Services, Llc | Latham | NY | 04/1994 | 10/2017 |
1) 100% OWNER, THOMAS A STEWART INSURANCE SOLUTIONS INC, MP GENERAL AGENT LEGAL ENTITY, START DATE: 5/1/2018, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, PRESIDENT 2) 100% OWNER, THOMAS A. STEWART HOLDING COMPANY, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 11/21/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, DISCLOSING A WMC ENTITIY FORMATION
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-21 |
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